Wealth Management Associate

Cape Town, Western Cape, South Africa

Apply On Company Site

Key Responsibilities:

Prepare and collate new client onboarding documentation
Oversee the management and updating of client CRM profile
Liaise with external and internal providers on client specific queries
Resolve and manage admin related queries or issues with clients directly
Manage preparation of client review packs
Apply basic knowledge of the FAIS General Code of Conduct in daily work
Draft and/or check Record of Advice and Replacement disclosure forms
Ensure CDD is done on all clients based on their risk profile according to FICA and company RMCP
Ensure a basic level of product knowledge by keeping up to date with products
Compile proposal documents based on the Wealth Manager instruction and recommendations
Compile a financial needs analysis and retirement needs analysis based on Wealth Manager guidelines

Requirements:

Commerce or financial degree (advantageous)
3-5 years experience in the financial planning environment assisting Family Officers and/or Wealth Managers and/or Financial Advisors
CFP designation (advantageous)
RE5 (advantageous)
Experience in and solid understanding of the financial planning environment, FAIS (CAT II advantageous), and FICA
MS Office Suite
XPlan (advantageous)
Ability to prioritise, organise and plan around large amounts of information
High attention to detail
Keen interest in Fintech systems

Management

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