Job Description

Our client in Finance sector is looking for a Senior Surveillance Analyst to monitor and review trading activity of listed security with the objective of identifying market abuse and the referral thereof for further investigation. Monitor trading activity and ensure compliance with the trading rules.
Key Performance Areas

• Real time monitoring and review of significant share price and share volume reactions
• Monitor and review price-sensitive company announcements falling on your allotted roster
• Preparation and presentation of referral documentation for further investigation at monthly market abuse meetings
• Provide ongoing support to investigations until the completion of the investigation

Price manipulation reviews across asset classes (cash equities, commodity derivatives, bond market)

• Monitor and independently conduct reviews of allegations of prohibited trading practices to identify prohibited trading practices
• Review and signoff of market abuse alerts
• Conduct quarterly alert optimization reviews
• Real time monitoring and review of share price reactions to identify prohibited trading practices
• Preparation and presentation of referral documentation for further investigation at monthly meetings
• Provide ongoing support to the investigations

Derivative profit and loss reviews

• Execution of derivative profit and loss reviews

Surveillance (operational) processes

• Adjudication of error trades across asset classes
• Execution of all other surveillance processes in line with agreed timelines

Minimum Qualification

• Degree in Financial/Quantitative Field (Maths, Engineering, Physics, Computer Science, Data Analytics, Big Data, etc.)

Minimum Experience

• 5 years' experience preferably in market surveillance
• Market surveillance experience from another exchange would be a huge advantage