Job Description

Job Advert Summary

Provide effective and efficient control and monitoring of all risk and compliance management activities within the company. Identify and assess risks within the company environment in collaboration with Manager

Minimum Requirements

TECHNICAL COMPETENCY REQUIREMENTS ? Knowledge of Risk and Compliance
? The ability to use standard software packages (e.g. Microsoft Office) and to learn bespoke packages if required.
? Report writing
? Governance, Risk and Controls
? Understanding of Industry trends
? Relevant regulatory knowledge REQUIRED MINIMUM EDUCATION/TRAINING ? Relevant Bachelorxe2x80x99s Degree
? Registered with professional bodies (such as the Compliance Institute and/or Institute of Risk Management).
? Professional Body qualification/s(advantageous) REQUIRED MINIMUM WORK EXPERIENCE At least 5 years job-related experience

Duties and Responsibilities

KEY RESULT AREA Implement risk management practices ? and assess risks within the company environment in collaboration with Manager. ? Monitor the effectiveness of the Risk Committee and risk champions within the company Provide assurance on the Fundxe2x80x99s level of risk compliance ? Incorporate compliance awareness into company culture. ? Provide assurance on the Fundxe2x80x99s level of compliance with operational and regulatory / legislative requirements ? Serve on various governance structures and facilitate the resolution of non-compliance incidents Foster a risk and compliance awareness culture ? Conduct risk and compliance awareness campaigns throughout the Fund. ? Co-facilitate awareness programmes with identified stakeholders. ? Provide guidance on strategic and business projects with regard to risk related matters.
Provide project management support ? Participate in projects or collaborative business initiatives, and provide support on risk management activities ? Provide support on strategic and business projects Implement fraud risk management practices ? Implement fraud prevention frameworks, policies and plans ? Conduct preliminary investigations into suspicious activities ? Provide assistance to investigative authorities in connection with a fraud matter ? Follow up on fraud cases and provide periodic progress reports to governance structures ? Fraud prevention frameworks developed and implemented Establish and implement business continuity management (BCM) practises and procedures ? Facilitate maintenance of BCM programme (BCP Strategy; planning and testing) ? Provide guidance to business units on business continuity management ? Submit reports to various governance structures on status of BCM for the Fund ? Management of business continuity management (BCM) programme for the Fund Assist with the implementation of a combined assurance model ? Establish partnerships with internal and external assurance providers in order to provide a coordinated approach to all the assurance activities of the Fund ? Liaise with external and internal auditors, providing them with accurate information in a timely manner. ? Perform activities commensurate with the Fundxe2x80x99s risk management policy and combined assurance practices and procedures.

Provide assurance on the Fundxe2x80x99s level of risk compliance ? Incorporate compliance awareness into company culture.
? Assist with the design and implementation of a formal compliance programme i.e. establish and implement frameworks; policies and procedures; formal monitoring; and regulatory / legislative compliance reporting.
? Provide assurance on the Fundxe2x80x99s level of compliance with operational and regulatory / legislative requirements
? Serve on various governance structures and facilitate the resolution of non-compliance incidents Foster a risk and compliance awareness culture ? Conduct risk and compliance awareness campaigns throughout the Fund.
? Co-facilitate awareness programmes with identified stakeholders.
? Provide guidance on strategic and business projects with regard to risk related matters. Provide project management support ? Participate in projects or collaborative business initiatives, and provide support on risk management activities
? Provide support on strategic and business projects Implement fraud risk management practices ? Implement fraud prevention frameworks, policies and plans
? Conduct preliminary investigations into suspicious activities
? Provide assistance to investigative authorities in connection with a fraud matter
? Follow up on fraud cases and provide periodic progress reports to governance structures
? Fraud prevention frameworks developed and implemented Establish and implement business continuity management (BCM) practises and procedures ? Facilitate maintenance of BCM programme (BCP Strategy; planning and testing)
? Provide guidance to business units on business continuity management
? Submit reports to various governance structures on status of BCM for the Fund Assist with the implementation of a combined assurance model ? Establish partnerships with internal and external assurance providers in order to provide a coordinated approach to all the assurance activities of the Fund
? Liaise with external and internal auditors, providing them with accurate information in a timely manner.