Are you a meticulous and detail-oriented professional with a passion for maintaining the highest standards of integrity and adherence to regulations? We're seeking a dedicated Compliance Specialist to ensure our company's operations align seamlessly with industry regulations and internal policies.
The purpose of this role is to ensure compliance with domestic and international legislative and regulatory requirements relating to our financial services businesses. The Compliance Specialist (Financial Services) will support the appointed FSCA Key Individual(s) and representatives to ensure that all regulatory obligations are complied with, perform monitoring and reporting (internally and externally) and develop and facilitate targeted training. The Regulatory Compliance Specialist will provide oversight and end-to-end regulatory expertise on key financial services legislation and regulation, including but not limited to the Financial Sector Regulation Act 9 of 2017 (FSRA), Financial Advisory and Intermediary Service Act 37 of 2022 (FIAS Act) and National Credit Act 34 of 2005 (NCA).
Duties and Responsibilities (Include but is not limited to):
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