Job Description

Hire Resolve is proud to partner with a reputable Financial Services Provider (FSP). Known for delivering tailored risk solutions to a diverse client base, this FSP offers an engaging and fast-paced environment for professionals looking to grow their careers. If youre ready to bring your expertise to a results-driven team within a trusted insurance provider, this opportunity is for you.
Responsibilities
Collaborate with internal stakeholders to maintain and strengthen the compliance framework.
Investigate potential breaches and address compliance concerns proactively.
Oversee the end-to-end process of complaint handling, including review, registration, and resolution.
Ensure all compliance-related documents are accurately uploaded and securely maintained.
Resolve Fit and Proper status queries in line with regulatory expectations.
Regularly review and update compliance manuals, procedures, and supporting documentation.
Provide regulatory insights and suggest improvements to ensure ongoing alignment with the FAIS General Code of Conduct (GCOC).
Requirements
A BCom Law or LLB degree.
Registered FSCA Compliance Officer (Category I).
Possession of a valid RE 1 Certificate.
34 years of compliance experience within the financial services industry.
Strong working knowledge of FAIS, FICA, and other relevant legislation and regulatory frameworks.
Previous experience supporting or working with Financial Advisers or Financial Planners.
Proficiency in Microsoft Office applications.
Please Note, if you don't match the Requirements or Industry, you won't be consider for this role..
Benefits
Contact Hire Resolve for your next career-changing move today

• Apply for this role today, contact Gustav Vogel at Hire Resolve or on LinkedIn
• Send me your CV on +27 63 584 7231 (Whatsapp)

• You can also visit the Hire Resolve website:

or email us your CV: * Please use "Compliance Operations Officer" as your subject line when applying via email
We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future vacancies that arise