Job Classification
Job Family
Risk, Audit and Compliance
Career Stream
Regulatory Compliance
Leadership Pipeline
Manage Self: Professional
FAIS Affected
Job Purpose
Management and oversight of the Key Individual oversight process(which includes Compliance audits) to ensure that the required compliance requirements, business and operational policies and processes are adhered to through a compliance audit process, providing advice and guidance to minimise regulatory; reputational and compliance risk and endeavour to avert potential litigations/ penalties.
Job Responsibilities
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