Senior Investment Compliance Officer
Job Description
Closing Date: 2025-08-27
Job Type: Permanent
Job Level: Skilled
Experience: Between 5 - 7 Years
EE/AA: No
Summary
Permanent Hybrid Opportunity in Cape Town
Leader in the Asset Management Industry requires a Senior Compliance Officer, who will be responsible for ensuring pre and post-trade compliance within client portolios or other related matters.
Description
Review, interpret, clarify and sign-off mandate guidelines and conditions.
Assist in coding mandate requirements and legislative rules within the automated compliance and trade systems
Interact with traders and portfolio managers
Understanding of legislation and regulations impacting client mandates
Compile compliance and board reports based on monitoring conducted
Resolve potfolio compliance issues
Minimum Requirements
Bachelors Degree
Minimum 5 Years experience in a similar role gained in an Asset Management environment
Computer Literate with Advanced MS Excel Skills
Experience with a portfolio compliance system like Charles River or similar
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Job Detail
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Job IdJD1476312
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationCape Town, Western Cape, South Africa
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EducationNot mentioned