Job Description

Define and maintain the organisation's legislative universe, conducting impact analyses /auditing for new and amended legislation.



Serve as a subject matter expert on key financial legislation, including:



National Credit Act (NCA)



Financial Advisory and Intermediary Services Act (FAIS)



Protection of Personal Information Act (POPIA)



Consumer Protection Act



Develop and implement Compliance Risk Management Plans, identifying risk levels and recommending mitigation strategies.



Monitor and test compliance controls, ensuring effective implementation and adherence.



Draft, update, and maintain the Compliance Manual, ensuring alignment with current legislative and industry standards.



Provide staff training and awareness on compliance and regulatory requirements.



Support the Chief Compliance Officer in designing and implementing compliance strategies and policies.



Evaluate and direct operational and regulatory risks to appropriate stakeholders.



Draft legal opinions and memoranda on compliance matters.



Maintain strong relationships with regulators, auditors, and industry bodies.



Represent the organisation at industry meetings and report back to internal stakeholders.



Act as Deputy Information Officer, supporting POPIA and PAIA compliance through policy development, training, and monitoring



Law degree and admission as an attorney or advocate of the High Court of South Africa.



CPrac / Accredited member of the Compliance Institute of South Africa is preferable



Minimum 5 years' experience as a practicing attorney and/or in compliance within the financial sector.



Working understanding of financial sector legislation and regulatory frameworks. FAIS experience is a must.



Strong analytical, communication, and stakeholder engagement skills.



Between 5 - 7 Years