Job Description

Senior Compliance Manager - Financial Services - KZN

Our client, a financial services company based in KZN, has an opportunity for a Senior Compliance Manager to be part of their dynamic team.

Duties and Responsibilities

• Developing, implementing, and managing SAHL Group compliance program.
• Compliance Risk Management with current legislation, identifying and assessing compliance risks to the Group including oversight of the Insurance companies.
• Keeping up to date with legislation, regularly examine changes / industry trends and changes, raise awareness of changes and implementation of legislation in SA by implementing guidelines to staff.
• Treating Clients Fairly (TCF - Supervisory Outcomes) and Conduct of Financial Institutions Bill (COFI) implementation.
• Creating and coordinating proper reporting channels for compliance issues.
• Business support in terms of exchange control regulation queries and facilitate any complaints.
• Liaising with panel Attorney's for any assistance to complex matters.

Minimum Requirements

• Relevant 4-year qualification consisting of Legal and relevant Compliance Certificate.
• LLB plus certification as a Compliance Professional /CProf (SA) and Admitted Attorney - preferred.
• Member of the Compliance Institute of South Africa (CISA) - preferred.
• At least 8 years' experience in a legal, banking, and strong knowledge of regulatory compliance guidelines and standards within a financial services sector, of which 4 years must have been in a middle to senior managerial role.
• 5 years' experience in a legal and compliance within a mortgage lending environment - preferred.

Salary: Market Related

Phone: 011 803 9465

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