Job Description

Job Overview

Business Segment:

Personal & Private Banking

Location:

ZA, WC, Western Cape, Cape Town

Job Type:

Full-time

Job Ref ID:

80380795A-0001

Date Posted:

6/4/2025







To provide comprehensive and compliant financial planning solutions to high-value clients across Private Banking Signature, Premium, and Commercial Banking, addressing their complex financial needs through holistic advice aligned to the Money Management & Advisory (MMA) value proposition.

Key Responsibilities:

Provide holistic financial planning to affluent clients, addressing investment, retirement, risk, and estate planning needs.

Build trusted client relationships and work collaboratively with internal specialists and bankers to deliver integrated advice.

Ensure all advisory activity is compliant with regulatory standards, governance requirements, and best practice frameworks.

Qualifications

National Diploma (NQF Level 6) or higher in Finance, Financial Planning, or a related field

A minimum of 120 FAIS-recognised credits, in line with FSCA regulatory requirements

Regulatory Examination Level 5 (RE5) - essential



Experience & Regulatory Requirements



3-5 years' experience in holistic financial planning, delivering tailored estate, retirement, investment, and business assurance solutions to high-value clients.

Skilled in analysing complex portfolios, conducting financial and estate needs assessments, and creating bespoke proposals aligned to client goals and regulations.

Experienced in collaborating with specialists (Fiduciary, Credit, Legal) and product providers including Liberty, STANLIB, Melville Douglas, and Offshore teams.

Proven ability to manage client relationships through regular reviews, ensure compliance with FAIS, FICA, KYC, and use digital platforms for portfolio management.

RE5 Regulatory Examination completed and fully compliant with FAIS Fit and Proper requirements, operating independently without supervision.

Additional Information

Behavioural Competencies:

Articulating Information

Convincing People & Establishing Rapport

Examining Information & Developing Expertise

Following Procedures

Interpreting Data

Upholding Standards

Technical Competencies:

Financial Acumen

Financial Analysis

Financial Industry Regulatory Framework

Financial Planning

Interpreting Financial Statements

Legal Compliance

Please note:

All our recruitment processes comply with the applicable local laws and regulations. We will never ask for money or any from of payment as part of our recruitment process. If you experience this, please contact our Fraud line on +27 800222050 or TransactionFraudOpsSA@standardbank.co.za