Compliance Officer Cat2
Cape Town, Western Cape, South Africa
Job Description
Compliance Officer CAT2 Cape Town
Our client is looking for a Compliance Officer with CAT2 who is able to provide legal and compliance support on systems, processes and knowledge of financial services regulatory environment.
Salary: Market Related
Minimum Requirements:
- Matric
- 3 xe2x80x93 5 years in legal/compliance role in financial environment
- BComm Honours / law degree / compliance related qualification.
- BusSci degree in Portfolio Management would be an advantage.
- Cat II FAIS registered CO / CO for ManCo.
- Member of CISA xe2x80x93 C (Prac) advantageous.
- Exposure to asset management and/or ManCo.
- Knowledge of FAIS/CISCA.
- Statpro monitoring system or similar post trade portfolio software
- Advise management in respect of implication and consequences of business decisions in the Collective Investment Scheme/Asset Management area.
- Liaise with management regularly on compliance issues.
- Liaise with Trustees
- Assist with due diligence in relation to offshore funds.
- Provide reporting to various company boards, risk and audit committees, and regulatory bodies where applicable.
- Investigate and oversee asset management breaches (post trade compliance).
- Liaise with Regulator in assisting with FSCA applications and any correspondence with regards to agreements, addendums, and supplemental deeds.
- Fulfill an advisory role for new business initiatives and projects.
- Maintain knowledge staying abreast of industry and regulatory changes.
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Job Detail
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Job IdJD1263445
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationCape Town, Western Cape, South Africa
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EducationNot mentioned