Job Description

We have an exciting opportunity for a Compliance Officer to join our client, a dynamic player in the asset management space. This business offers a diverse portfolio of investments spanning real estate, income strategies, private equity, and venture capital, giving you broad exposure across the industry. In this role, you'll play a key part in ensuring regulatory excellence and supporting best practices within a high-performing team. Ready for the next step in your career? Then apply today!
Conducting Know Your Customer (KYC) due diligence on new clients and partners
Performing Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) on high-risk clients and supporting ongoing suspicious activity monitoring
Ensuring all transfers comply with their AML policy
Conducting risk assessments for new and existing clients to identify potential compliance risks
Completing onboarding processes with partners ahead of investment activity
Supporting regulatory reporting
Maintaining compliance registers, such as financial promotions, complaints, and training registers, and ensuring orderly record-keeping of compliance activities
Supporting the delivery and management of company compliance training
Contributing to the optimization of compliance workflows and processes
Skills & Experience:
5+ years' experience
Detail orientated
Deadline driven
Excellent organizational and time management skills
Qualification:
Diploma or Degree
Contact BRITNEY HATTINGH on 021 418 1750, quoting the Ref: CTF021550.
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Skills Required