Compliance Officer

Cape Town, Western Cape, South Africa

https://www.mncjobs.co.za/company/ca-financial-appointments

Job Description

My client, within the financial services sector, is seeking a Compliance Officer to provide operational support to their compliance team and contributing to the compliance oversight of their South African and international entities. The successful candidate will have 3 years of experience in compliance, legal, or risk functions within financial services.
Responsibilities:

Monitor and track regulatory developments in South Africa, Barbados, and globally
Help prepare and submit regulatory filings and compliance reports
Support the maintenance of compliance policies and manuals
Escalate complex matters to the Senior Compliance Officer
Assist in performing internal compliance checks and audit preparations
Help investigate potential compliance breaches and document findings
Maintenance and management of compliance and risk register's
Support the administration of the Anti-Money Laundering (AML) and RMCP framework
Conduct basic transaction monitoring and flag unusual activity for further review
Assist with internal reviews and compliance audits
Coordinate employee compliance training logistics
Maintain training attendance records and monitor completion rates
Keep abreast of changing regulatory legislation

Requirements:

Minimum of 3 years' experience in compliance, legal, audit, or regulatory environments (ideally in financial services)
Relevant Tertiary Qualification
Familiarity with regulatory frameworks such as FAIS, FIC, AML, FATCA, and MiFID is advantageous
Detail-oriented, proactive, and eager to learn in a global team environment

Please note that if you have not heard from us within 2 weeks of your application, please consider it as unsuccessful for this particular role. Please do though continue to follow us online and apply for suitable opportunities.

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