To provide proactive professional legal advice and risk management services to internal clients to mitigate asset management legal risk.
Job Responsibilities
Achieve goals and objectives by understanding and embracing the Nedgroup Investments vision and demonstrate the Nedgroup Investments values through interaction with team and stakeholders.
Improve personal capability and stay abreast of developments in field of expertise by identifying training courses and career progression opportunities for self with input from management.
Support personal growth and enable effectiveness in performance of roles and responsibilities by ensuring all learning activities are completed; experience gained and certifications obtained within specified time frames.
Maintain knowledge management; and improve team success by sharing knowledge with team and stakeholders.
Contribute to a culture conducive to the achievement of transformation goals by participating in Nedgroup Investments Culture building initiatives.
Achieve key business strategies by participating and supporting corporate social responsibility initiatives.
Add value to Nedgroup Investments by identifying and recommending opportunities to enhance processes; systems and policies and support implementation of new processes; policies and systems.
Deliver on risk and compliance related projects by tracking progress and ensuring completion within specified time frames.
Mitigate risk and minimize losses by identifying risk factors linked to non adherence to project timelines and recommended changes and courses of action.
Improve business efficiency and minimize compliance risk by conducting gap analysis of business processes; and by scrutinising relevant monthly reports.
Ensure delivery on projects by planning individual activities according to business needs and monitoring actions.
Minimize overall business risks by engaging and obtaining stakeholders' view of where risks exists.
Make an informed recommendation to stakeholders by evaluating identified risks and by conducting observations; analysing data and interviewing relevant parties.
Foster good relationships and promote business understanding by engaging in effective communication with stakeholders.
Monitor relevant legislative compliance status by receiving electronic feedback from Business Information Systems and communicating with the branches regarding actions to be taken.
Ensure full understanding of changes on relevant legislative issues by conducting ad hoc training, presentations and articles.
Ensure that the recommended actions are taken by participating in external audit process and subsequently follow ups with relevant stakeholders.
Job Responsibilities Continue
Drafting and vetting of contracts
Liaising with regulators (eg. fund applications, Sec 65 applications, etc)
Writing legal articles
Liaising with financial planners
Presenting to internal and external stakeholders
Shaping legal environment through industry bodies
Implementing changes in legislation
Knowledge of unit trusts, retirement funds, investment policies and tax-free investments
Experience with CISCA, PFA, FICA, FATCA, CRS, FAIS and ITA
Commenting on draft legislation and notices
Knowledge of CISCA
Involved in technology development (digital on boarding platforms, etc)
Capable of using AI to create efficiencies
People Specification
We believe in employing highly motivated, sharp and quality orientated people that thrive in a culture that celebrates and supports diversity within an environment that is creative, collaborative, challenging and dynamic. Aligned to our core purpose of enabling our investors to achieve their investment goals, we are committed to enabling our staff achieve their full potential and long-term career growth at Nedgroup Investments. Specifically for this role, we are looking for:
High standard of personal presentation
Self-motivated and well organised with an ability to adapt and tackle a wide variety of challenges
Ability to deal with people both within the organisation and external customers
Essential Qualifications
Bachelor of Laws (LL.B) Post Graduate Degree
Preferred Certifications
Postgraduate Diploma in Financial Planning (CFP)
Minimum Experience Level
5 - 7 years experience as legal advisor
Technical / Professional Knowledge
Banking knowledge
Business Acumen
Business principles
Diversity management
Governance, Risk and Controls
Legal Risk and practice management
Nedbank culture and values
Nedbank vision and strategy
Regulatory, Legal and Economics Principles
Research and development
Stakeholder management
Business writing skills
Management information and reporting principles, tools and mechanisms
Behavioural Competencies Communication
Continuous Learning
Decision Making
Innovation
Managing Work
Technical/Professional Knowledge and Skills
- Please contact the Nedbank Recruiting Team at +27 860 555 566
Beware of fraud agents! do not pay money to get a job
MNCJobs.co.za will not be responsible for any payment made to a third-party. All Terms of Use are applicable.